DFX Intelligence

M••••••• G• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

M••••••• G• K••••••••

Advisor at C••••••

Tulsa, OK

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Search this name across graphsid dfx:ria:c998d853-9c84-ff32-9c27-6c5fe54e7894

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jul 6, 2026	n/a	yes	Tulsa, OK	Current employment
C•••••• A•••••••• I•••	Former SEC adviser	Aug 30, 2016	Jul 17, 2026	no	TULSA, OK\|TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••• I•••	C••••••	Jul 17, 2026	Jul 6, 2026	-11	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2016 to Jul 17, 2026factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c998d853-9c84-ff32-9c27-6c5fe54e7894
First observed: Aug 30, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.