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M•••••• P••• J••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

M•••••• P••• J••••••••

Advisor at O•••• W•••••• I•••

Winnabow, NC | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:c99ea835-c36a-07b3-7928-481d9c026518

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 11, 2025	n/a	yes	SCOTTSDALE, AZ\|Winnabow, NC	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 28, 2020	Feb 27, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	O•••• W•••••• I•••	Feb 27, 2025	Apr 11, 2025	43	Firm change	Ibd to ibd
C••••• A•••••• N••••••• L••	C••••• A••••••• L••	May 5, 2020

Relationships

Registered with (8)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 28, 2020 to Feb 27, 2025factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Nov 13, 2014 to May 5, 2020factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Feb 27, 2025
A•••••• firm change
M•••••• P••• J•••••••• left K••••• A••••••• S•••••••• L•• for O•••• W•••••• I••• (registered 2025-04-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c99ea835-c36a-07b3-7928-481d9c026518
First observed: Jan 29, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.