DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
SUN CITY CENTER, FL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 2, 2025 | n/a | yes | CHICAGO, IL|SUN CITY CENTER, FL | Current employment |
| P••••• W••••• M••••••••• G•••• | Former SEC adviser | Oct 7, 2013 | Feb 14, 2024 | no | SUN CITY CENTER, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••• W••••• M••••••••• G•••• | O•••• W•••••• I••• | Feb 14, 2024 | Jan 2, 2025 | 323 | Firm change | RIA to ibd |
| T••••••• I••••••••• M••••••••• I••• | P••••• W••••• M••••••••• G•••• | Apr 28, 2008 | Oct 7, 2013 |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Mar 27, 2006 | Apr 28, 2008 | no | BRANDON, FL|VALRICO, FL|HEATHROW, FL | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Feb 27, 2004 | Nov 21, 2005 | no | ST. P••••SBURG, FL | Previous registration |
| W•••••• R• H•••• • C•• | n/a | Nov 24, 1992 | Feb 27, 2004 | no | ST. P••••SBURG, FL | Previous registration |
| 1,988 |
| Firm change after gap |
| Other |
| R•• C•••••• M••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Nov 21, 2005 | Mar 27, 2006 | 126 | Firm change | Other |
| W•••••• R• H•••• • C•• | R•• C•••••• M••••••• L•• | Feb 27, 2004 | Feb 27, 2004 | 0 | Firm change | Other |