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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GARGOYLE INVESTMENT ADVISOR L.L.C.

CRD 152525

ENGLEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9a36ebc-87c6-a8d8-c308-84bf461a7878

Data as of Mar 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2019
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2019-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $147M
Private client RAUM: $1.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
High net worth clients: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $145Mgross asset value as reported per fund; never fund size
SEC number: 801-71024
CRD: 152525
Filings on the tape: 16
First filed: Mar 30, 2012
Latest filed: Mar 31, 2019
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GARGOYLE HEDGED VALUE (MASTER) FUND L.L.C.	Hedge Fund	$147M	Sep 26, 2013	167	Mar 30, 2012	dropped	n/a
GARGOYLE HEDGED VALUE (MASTER) FUND L.L.C.	Hedge Fund	$66.2M	May 19, 2020	72	Mar 28, 2014	reported	021-71037
GARGOYLE ENHANCED ALPHA FUND L.P.	Hedge Fund	$19.8M	Sep 26, 2013	57	Mar 30, 2012	dropped	021-173515
GARGOYLE ENHANCED ALPHA FUND L.P.	Hedge Fund	$11.0M	May 19, 2020	33	Mar 28, 2014	reported	021-173515

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONCANNON, THOMAS, FRANCIS	DIRECTOR OF TRADING OPERATIONS	Na	yes	01/2017	Mar 29, 2017	Mar 31, 2019
CONCANNON, THOMAS, FRANCIS	PRINCIPAL MEMBER	F	yes	12/2016	Mar 29, 2017	Mar 31, 2019
GARGOYLE GROUP HOLDINGS L.L.C.	MANAGING MEMBER	E	yes	01/2010	Mar 30, 2012	Mar 31, 2019
IRWIN, WILLIAM, JOSEPH	PRINCIPAL MEMBER	F	yes	12/2016	Mar 29, 2017	Mar 31, 2019
IRWIN, WILLIAM, JOSEPH	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2019	Mar 29, 2017	Mar 31, 2019
MACKENZIE, ALAN, STEPHEN	PRINCIPAL MEMBER	F	yes	01/2010	Mar 30, 2012	Mar 31, 2019
MACKENZIE, ALAN, STEPHEN	CHIEF FINANCIAL OFFICER	Na	yes	03/2007	Mar 30, 2012	Mar 31, 2019
MARTIN, PHILLIP, STEPHEN	PRINCIPAL MEMBER	F	yes	01/2010	Mar 30, 2012	Mar 31, 2019
SALZBANK, ALAN, LEE	PRINCIPAL MEMBER	F	yes	01/2010	Mar 30, 2012	Mar 31, 2019
SALZBANK, ALAN, LEE	PRESIDENT AND CHIEF INVESTMENT OFFICER	Na	yes	01/2018	Mar 30, 2012	Mar 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GARGOYLE ASSET MANAGEMENT L.L.C.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 31, 2019	$147M	$147M	5	5	0	2	$145M
2017	Mar 29, 2018	$419M	$419M	10	10	0	2	$212M
2016	Mar 29, 2017	$317M	$317M	14	5	n/a	2	$213M
2015	Mar 30, 2016	$375M	$375M	14	5	n/a	2	$195M
2014	Mar 31, 2015	$411M	$411M	14	3	n/a	2	$187M
2013	Mar 28, 2014	$354M	$354M	12	4	n/a	2	$199M
2012	Apr 1, 2013	$319M	$319M	7	3	n/a	2	$167M
2011	Mar 30, 2012	$195M	$195M	n/a	n/a	n/a	2	$195M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$147M	$419M	-65.0%	$375M	-26.9%	5	10	0	0

Relationships

Advises (4)

→ GARGOYLE HEDGED VALUE (MASTER) FUND L.L.C.Private fundHedge Fund, ERA
Mar 28, 2014 to presentfactForm ADV
→ GARGOYLE ENHANCED ALPHA FUND L.P.Private fundHedge Fund, ERA
Mar 28, 2014 to presentfactForm ADV
→ GARGOYLE ENHANCED ALPHA FUND L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 26, 2013factForm ADV
→ GARGOYLE HEDGED VALUE (MASTER) FUND L.L.C.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Sep 26, 2013factForm ADV

Controls (6)

← MACKENZIE, ALAN, STEPHENOwnerPRINCIPAL MEMBER, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← CONCANNON, THOMAS, FRANCISOwnerPRINCIPAL MEMBER, ownership code F, individual
Mar 29, 2017 to presentfactForm ADV
← MARTIN, PHILLIP, STEPHENOwnerPRINCIPAL MEMBER, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← IRWIN, WILLIAM, JOSEPHOwnerPRINCIPAL MEMBER, ownership code F, individual
Mar 29, 2017 to presentfactForm ADV
← SALZBANK, ALAN, LEEOwnerPRINCIPAL MEMBER, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← GARGOYLE GROUP HOLDINGS L.L.C.OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2019
Regulatory AUM changed
Gargoyle Investment Advisor L.L.C. reported RAUM $146.5M, down 65% from $418.7M (2018-03-29 to 2019-03-31)
Form ADVobserved 6 days ago
$-272M
Occurred
Mar 31, 2019
Control person left
Benjamin Joshua Parker (Co-Chief Executive Officer) no longer on Schedule A of Gargoyle Investment Advisor L.L.C. (listed 2018-03-29, absent 2019-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Gargoyle Investment Advisor L.L.C. reported RAUM $418.7M, up 32% from $316.7M (2017-07-14 to 2018-03-29)
Form ADVobserved 6 days ago
$102M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9a36ebc-87c6-a8d8-c308-84bf461a7878
First observed: Mar 30, 2012
Last observed: Mar 31, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GARGOYLE INVESTMENT ADVISOR L.L.C.

CRD 152525

ENGLEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9a36ebc-87c6-a8d8-c308-84bf461a7878

Data as of Mar 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GARGOYLE HEDGED VALUE (MASTER) FUND L.L.C.

Hedge Fund

$147M

Sep 26, 2013

167

Mar 30, 2012

dropped

n/a

GARGOYLE HEDGED VALUE (MASTER) FUND L.L.C.

Hedge Fund

$66.2M

May 19, 2020

Mar 28, 2014

reported

021-71037

GARGOYLE ENHANCED ALPHA FUND L.P.

Hedge Fund

$19.8M

Sep 26, 2013

Mar 30, 2012

dropped

021-173515

GARGOYLE ENHANCED ALPHA FUND L.P.

Hedge Fund

$11.0M

May 19, 2020

Mar 28, 2014

reported

021-173515

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONCANNON, THOMAS, FRANCIS

DIRECTOR OF TRADING OPERATIONS

yes

01/2017

Mar 29, 2017

Mar 31, 2019

CONCANNON, THOMAS, FRANCIS

PRINCIPAL MEMBER

yes

12/2016

Mar 29, 2017

Mar 31, 2019

GARGOYLE GROUP HOLDINGS L.L.C.

MANAGING MEMBER

yes

01/2010

Mar 30, 2012

Mar 31, 2019

IRWIN, WILLIAM, JOSEPH

PRINCIPAL MEMBER

yes

12/2016

Mar 29, 2017

Mar 31, 2019

IRWIN, WILLIAM, JOSEPH

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2019

Mar 29, 2017

Mar 31, 2019

MACKENZIE, ALAN, STEPHEN

PRINCIPAL MEMBER

yes

01/2010

Mar 30, 2012

Mar 31, 2019

MACKENZIE, ALAN, STEPHEN

CHIEF FINANCIAL OFFICER

yes

03/2007

Mar 30, 2012

Mar 31, 2019

MARTIN, PHILLIP, STEPHEN

PRINCIPAL MEMBER

yes

01/2010

Mar 30, 2012

Mar 31, 2019

SALZBANK, ALAN, LEE

PRINCIPAL MEMBER

yes

01/2010

Mar 30, 2012

Mar 31, 2019

SALZBANK, ALAN, LEE

PRESIDENT AND CHIEF INVESTMENT OFFICER

yes

01/2018

Mar 30, 2012

Mar 31, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GARGOYLE ASSET MANAGEMENT L.L.C.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 31, 2019

$147M

$145M

2017

Mar 29, 2018

$419M

$212M

2016

Mar 29, 2017

$317M

n/a

$213M

2015

Mar 30, 2016

$375M

n/a

$195M

2014

Mar 31, 2015

$411M

n/a

$187M

2013

Mar 28, 2014

$354M

n/a

$199M

2012

Apr 1, 2013

$319M

n/a

$167M

2011

Mar 30, 2012

$195M

n/a

$195M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$147M

$419M

-65.0%

$375M

-26.9%