DFX Intelligence

S••••• J••••• O•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

S••••• J••••• O•••

Advisor at C•••••• W••••• A•••••••• I••

WENATCHEE, WA | LEAVENWORTH, WA

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Search this name across graphsid dfx:ria:c9a62d43-df55-347a-c5c0-1450cf684dc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• A•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• A•••••••• I••	Independent wealth	Sep 10, 2026	n/a	yes	WENATCHEE, WA	Current employment
C•••••••• W••••• L••	State registered	Nov 5, 2024	n/a	yes	LEAVENWORTH, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	C•••••••• W••••• L••	Apr 27, 2023	Nov 5, 2024	558	Firm change after gap	Ibd to state RIA
V••••••• A•••••••• I•••	F••••••• P••••••• A•• W•••••••• A•••••••	Feb 24, 2020	Apr 8, 2020

Relationships

Registered with (4)

→ C•••••• W••••• A•••••••• I••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ C•••••••• W••••• L••Registered adviserregistration: current employment
Nov 5, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Apr 8, 2020 to Apr 27, 2023factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Apr 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9a62d43-df55-347a-c5c0-1450cf684dc3
First observed: Dec 2, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.