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Advisor at OSAIC WEALTH, INC.
Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | Columbus, OH | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 13, 2021 | Jan 19, 2024 | no | Columbus, OH|WORTHINGTON, OH|CHARLOTTE, NC | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 6, 2010 | Jun 16, 2021 | no | WORTHINGTON, OH|TOLEDO, OH | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 24, 2009 | May 6, 2010 | no | MARYSVILLE, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 17, 2005 | Apr 20, 2009 | no | MARYSVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | WOODBURY FINANCIAL SERVICES, INC. | Jun 16, 2021 | May 13, 2021 | -34 | Firm change after gap | Ibd to ibd |
| COMMONWEALTH FINANCIAL NETWORK | VOYA FINANCIAL ADVISORS, INC. | May 6, 2010 | May 6, 2010 | 0 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | COMMONWEALTH FINANCIAL NETWORK | Apr 20, 2009 | Apr 24, 2009 | 4 | Firm change | Other |