This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$142MItem 5.F on the latest filing (2026-02-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$131M

Private client RAUM

$129MderivedItem 5.D individuals plus high net worth individuals

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$70.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

349

Individual clients

137

High net worth clients

23

Custody, client assets

$33.4M

SEC number

801-124993

CRD

153993

Filings on the tape

13

First filed

Feb 29, 2012

Latest filed

Feb 11, 2026

Organised

Corporation, AR

Website

octwealth.com

• Occurred

  Apr 12, 2022
  First Form ADV filing

  October Wealth Advisors, Inc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c9d1cfaa-cf92-eb1e-a697-4975df5a2a39

First observed

Feb 29, 2012

Last observed

Feb 11, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.