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J••••• A•••••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J••••• A•••••••• E••••••

Advisor at C••••••••• F•••••••• G••••

MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:c9db033f-6241-4f40-c38b-261b0f607c72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• G••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• G••••	State registered	Oct 17, 2017	n/a	yes	MOUNT PLEASANT, SC	Current employment
R•••• • A••••••••• W••••• M•••••••••	Independent wealth	Jun 3, 2014	Dec 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• • A••••••••• W••••• M•••••••••	C••••••••• F•••••••• G••••	Dec 31, 2017	Oct 17, 2017	-75	Firm change after gap	RIA to state RIA
S••••••• F•••••••• S•••••••• I•••	R•••• • A••••••••• W••••• M•••••••••	Apr 8, 2014

Relationships

Registered with (3)

→ C••••••••• F•••••••• G••••Registered adviserregistration: current employment
Oct 17, 2017 to presentfactForm ADV
→ R•••• • A••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 3, 2014 to Dec 31, 2017factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2012 to Apr 8, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9db033f-6241-4f40-c38b-261b0f607c72
First observed: Jan 6, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.