J••••• P• R••••

Advisor at L•• F•••••••• L••

LEAWOOD, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9fe5350-9efd-ba94-a1fd-563b2cae90dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 30, 2025	n/a	yes	LEAWOOD, KS	Current employment
T•• W••••• C••••••••• G••••	Independent wealth	Jul 14, 2023	Nov 13, 2025	no	Leawood, KS\|Overland Park, KS\|LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••••• C••••••••• G••••	L•• F•••••••• L••	Nov 13, 2025	Oct 30, 2025	-14	Firm change	RIA to ibd
V• W••••• A••••••• L••	T•• W••••• C••••••••• G••••	Dec 31, 2023	Jul 14, 2023

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ T•• W••••• C••••••••• G••••Registered adviserregistration: previous registration
Jul 14, 2023 to Nov 13, 2025factForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Dec 16, 2010 to Dec 31, 2023factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Nov 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9fe5350-9efd-ba94-a1fd-563b2cae90dc
First observed: Sep 4, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.