K•••• D• W••••

Advisor at W•••• F•••••••• G•••• L••

MAHOPAC, NY

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Search this name across graphsid dfx:ria:ca03b275-f4ad-59e1-de07-db04069a8f81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••••••• G•••• L••	Independent wealth	Jan 3, 2012	n/a	yes	MAHOPAC, NY	Current employment
A•••• • F•••••••• P•••••••• L••	Former SEC adviser	Jan 21, 2009	Jan 9, 2012	no	MAHOPAC, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • F•••••••• P•••••••• L••	W•••• F•••••••• G•••• L••	Jan 9, 2012	Jan 3, 2012	-6	Firm change	Other

Relationships

Registered with (2)

→ W•••• F•••••••• G•••• L••Registered adviserregistration: current employment
Jan 3, 2012 to presentfactForm ADV
→ A•••• • F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2009 to Jan 9, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca03b275-f4ad-59e1-de07-db04069a8f81
First observed: Jan 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.