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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SADDLE POINT MANAGEMENT, L.P.

CRD 298487

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca077528-296a-77e9-0356-b4bcfe9ac690

Data as of May 20, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Sep 20, 2019 to May 20, 2022
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0MItem 5.F on the latest filing (2022-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $2.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-125926
CRD: 298487
Filings on the tape: 9
First filed: Sep 20, 2019
Latest filed: May 20, 2022
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MAXIMA FUND I, L.P.	Hedge Fund	$111M	Dec 1, 2021	15	Sep 5, 2019	reported	021-347239
MAXIMA FUND II, L.P.	Hedge Fund	$13.1M	Mar 24, 2022	14	Mar 24, 2022	reported	021-418997
OPTIMA VALUE HOLDINGS, L.P.	Hedge Fund	$1.2M	Dec 1, 2021	2	Mar 19, 2021	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CURL, SUZANNE, BRETT	GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Sep 20, 2019	May 20, 2022
KATZOVICZ, ROY, JACOB	MANAGING MEMBER	E	yes	01/2018	Sep 20, 2019	May 20, 2022
KATZOVICZ, ROY, JACOB	CHIEF EXECUTIVE OFFICER	E	yes	01/2018	Sep 20, 2019	May 20, 2022
SADDLE POINT MANAGEMENT GP, LLC	GENERAL PARTNER	Na	yes	01/2018	Sep 20, 2019	May 20, 2022
ORO-HAHN, KEVIN, ARTHUR	Partner	Na	no	07/2020	Jul 2, 2020	May 20, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OPTIMA VALUE GP, LLC	n/a	n/a	n/a	N	yes	n/a
SADDLE POINT STRATEGIC ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
SP SPAC FOUNDER, LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2021	Mar 24, 2022	$15.4M	$15.4M	6	5	2	$15.3M
2020	Mar 19, 2021	$113M	$113M	7	6	2	$113M
2019	Mar 6, 2020	$107M	$107M	5	3	1	$107M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$2.0M	$113M	-98.3%	n/a	n/a	6	7	0	0

Relationships

Controls (3)

← KATZOVICZ, ROY, JACOBOwnerMANAGING MEMBER, ownership code E, individual
Sep 20, 2019 to presentfactForm ADV
← CURL, SUZANNE, BRETTOwnerGENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 20, 2019 to presentfactForm ADV
← SADDLE POINT MANAGEMENT GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Sep 20, 2019 to presentfactForm ADV

Owns (1)

← ORO-HAHN, KEVIN, ARTHUROwnerPARTNER, ownership code NA, individual
Jul 2, 2020 to presentfactForm ADV

Advises (3)

→ MAXIMA FUND II, L.P.Private fundHedge Fund, IA
Mar 24, 2022 to presentfactForm ADV
→ MAXIMA FUND I, L.P.Private fundHedge Fund, IA
Sep 5, 2019 to presentfactForm ADV
→ OPTIMA VALUE HOLDINGS, L.P.Private fundHedge Fund, IA
Mar 19, 2021 to presentfactForm ADV

Dated events

Occurred
Jul 2, 2020
Control person left
Therese Anne Sullivan (Chief Operating Officer) no longer on Schedule A of Saddle Point Management, L.P. (listed 2020-03-06, absent 2020-07-02)
Form ADVobserved 5 days ago
Occurred
Mar 6, 2020
Control person left
Allen Gregory Hewett (Co-Founder) no longer on Schedule A of Saddle Point Management, L.P. (listed 2019-11-08, absent 2020-03-06)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2019
First Form ADV filing
Saddle Point Management, L.P. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca077528-296a-77e9-0356-b4bcfe9ac690
First observed: Sep 20, 2019
Last observed: May 20, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SADDLE POINT MANAGEMENT, L.P.

CRD 298487

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca077528-296a-77e9-0356-b4bcfe9ac690

Data as of May 20, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MAXIMA FUND I, L.P.

Hedge Fund

$111M

Dec 1, 2021

Sep 5, 2019

reported

021-347239

MAXIMA FUND II, L.P.

Hedge Fund

$13.1M

Mar 24, 2022

reported

021-418997

OPTIMA VALUE HOLDINGS, L.P.

Hedge Fund

$1.2M

Dec 1, 2021

Mar 19, 2021

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CURL, SUZANNE, BRETT

GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER

yes

07/2018

Sep 20, 2019

May 20, 2022

KATZOVICZ, ROY, JACOB

MANAGING MEMBER

yes

01/2018

Sep 20, 2019

May 20, 2022

KATZOVICZ, ROY, JACOB

CHIEF EXECUTIVE OFFICER

yes

01/2018

Sep 20, 2019

May 20, 2022

SADDLE POINT MANAGEMENT GP, LLC

GENERAL PARTNER

yes

01/2018

Sep 20, 2019

May 20, 2022

ORO-HAHN, KEVIN, ARTHUR

Partner

07/2020

Jul 2, 2020

May 20, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OPTIMA VALUE GP, LLC

n/a

yes

n/a

SADDLE POINT STRATEGIC ADVISORS, LLC

n/a

yes

n/a

SP SPAC FOUNDER, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 24, 2022

$15.4M

$15.3M

2020

Mar 19, 2021

$113M

2019

Mar 6, 2020

$107M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$2.0M

$113M

-98.3%

n/a