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Advisor at JANNEY MONTGOMERY SCOTT LLC
Spartanburg, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Feb 10, 2005 | n/a | yes | Spartanburg, SC | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2000 | Feb 8, 2005 | no | SPARTANBURG, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | JANNEY MONTGOMERY SCOTT LLC | Feb 8, 2005 | Feb 10, 2005 | 2 | Firm change | Other |