DFX Intelligence

R••••• F• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

R••••• F• R••••••

Advisor at W• W••••• M••••••••• L••

Tampa, FL | SCOTTSDALE, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W• W••••• M••••••••• L••	Independent wealth	Feb 19, 2016	n/a	yes	Tampa, FL\|SCOTTSDALE, AZ	Current employment
T••• F•••••••• W••••• M••••••••• F••• L••	n/a	Mar 19, 2013	Nov 12, 2020	no	SEDONA, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• F•••••••• W••••• M••••••••• F••• L••	W• W••••• M••••••••• L••	Nov 12, 2020	Feb 19, 2016	-1,728	Firm change after gap	Other
F•••••••• A••••••• O• A••••••• L••	T••• F•••••••• W••••• M••••••••• F••• L••	Apr 30, 2013	Mar 19, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
114896:169566:AZ:2020-11-12	Nov 12, 2020	Feb 19, 2016	SEDONA, AZ	Firm change after gap

Relationships

Registered with (4)

→ W• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 19, 2016 to presentfactForm ADV
→ T••• F•••••••• W••••• M••••••••• F••• L••Registered adviserregistration: previous registration
Mar 19, 2013 to Nov 12, 2020factForm ADV
→ F•••••••• A••••••• O• A••••••• L••Registered adviserregistration: previous registration
Jan 2, 2008 to Apr 30, 2013factForm ADV
→ G••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 16, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.