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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ATTESSA CAPITAL LLC

CRD 306827

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca155d99-5101-ce94-bced-a208cf6aabf8

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 4
On other graphs: 0
Observed: Jan 4, 2024 to Aug 17, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $344MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $344M
Private client RAUM: $335MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $49.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 699
Individual clients: 125
High net worth clients: 116
SEC number: 801-129457
CRD: 306827
Filings on the tape: 16
First filed: Jan 4, 2024
Latest filed: Aug 17, 2026
Organised: Limited Liability Company, AZ
Website: attessacapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID WILLIAM KORNBERG	n/a	TUCSON, AZ	6	10	1	no
ALEC SCOTT BERENS	n/a	TUCSON, AZ	6	10	1	no
JAMES ANDREW GOOD	n/a	TUCSON, AZ	6	10	1	no
CHRISTOPHER JOHN CAMPISANO	Chartered Financial Analyst	TUCSON, AZ	2	17	n/a	no
Alexis Michelle Stathis	n/a	TUCSON, AZ	2	20	n/a	no
MATTHEW WILLIAM HARRISON	Certified Financial Planner\|Chartered Financial Analyst	TUCSON, AZ	2	17	4	no
Julia Ann Rogan	n/a	TUCSON, AZ	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASB CAPITAL LLC	Partner	C	yes	01/2024	Jan 4, 2024	Nov 7, 2024
BERENS, ALEC, SCOTT	Owner	E	yes	01/2024	Jan 4, 2024	Nov 7, 2024
BERENS, ALEC, SCOTT	MANAGING PARTNER	C	yes	11/2019	Jan 4, 2024	Nov 7, 2024
DWK CAPITAL LLC	Partner	C	yes	01/2024	Jan 4, 2024	Nov 7, 2024
GOOD, JAMES, ANDREW	MANAGING PARTNER & CHIEF INVESTMENT OFFICER	C	yes	11/2019	Jan 4, 2024	Nov 7, 2024
HARRISON, MATTHEW, WILLIAM	Owner	E	yes	01/2024	Jan 4, 2024	Nov 7, 2024
KORNBERG, DAVID, WILLIAM	CHIEF COMPLIANCE OFFICER	Na	yes	11/2019	Jan 4, 2024	Nov 7, 2024
KORNBERG, DAVID, WILLIAM	Owner	E	yes	01/2024	Jan 4, 2024	Nov 7, 2024
MWH INVESTMENTS, LLC	Partner	C	yes	01/2024	Jan 4, 2024	Nov 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID WILLIAM KORNBERG CPA	n/a	n/a	n/a	Y	no	n/a
MWH INVESTMENTS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$344M	$344M	8	8	1	n/a	n/a
2024	Apr 1, 2025	$270M	$270M	7	7	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$344M	$270M	27.3%	n/a	n/a	7	7	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HARRISON WEALTH MANAGEMENT	2	Sep 4, 2024	Jan 22, 2024	TUCSON, AZ	Team lift out	Other	100.0%
STERLING INVESTMENT MANAGEMENT, LLC	3	Jan 8, 2020	Jan 13, 2020	TUCSON, AZ	Firm absorbed	RIA to RIA	60.0%

Relationships

Registered with (8)

← Julia Ann RoganAdvisorregistration: current employment
Nov 5, 2025 to presentfactForm ADV
← MATTHEW WILLIAM HARRISONAdvisorregistration: current employment
Jan 22, 2024 to presentfactForm ADV
← CHRISTOPHER JOHN CAMPISANOAdvisorregistration: current employment
Jan 19, 2024 to presentfactForm ADV
← Alexis Michelle StathisAdvisorregistration: current employment
Jan 19, 2024 to presentfactForm ADV
← DAVID WILLIAM KORNBERGAdvisorregistration: current employment
Jan 13, 2020 to presentfactForm ADV
← ALEC SCOTT BERENSAdvisorregistration: current employment
Jan 13, 2020 to presentfactForm ADV
← JAMES ANDREW GOODAdvisorregistration: current employment
Jan 13, 2020 to presentfactForm ADV
← Troy ShortAdvisorregistration: previous registration
Jan 22, 2024 to Sep 19, 2024factForm ADV

Controls (7)

← HARRISON, MATTHEW, WILLIAMOwnerOWNER, ownership code E, individual
Jan 4, 2024 to Nov 7, 2024factForm ADV
← KORNBERG, DAVID, WILLIAMOwnerOWNER, ownership code E, individual
Jan 4, 2024 to Nov 7, 2024factForm ADV
← BERENS, ALEC, SCOTTOwnerOWNER, ownership code E, individual
Jan 4, 2024 to Nov 7, 2024factForm ADV
← GOOD, JAMES, ANDREWOwnerMANAGING PARTNER & CHIEF INVESTMENT OFFICER, ownership code C, individual
Jan 4, 2024 to Nov 7, 2024factForm ADV
← ASB CAPITAL LLCOwnerPARTNER, ownership code C, domestic entity
Jan 4, 2024 to Nov 7, 2024factForm ADV
← DWK CAPITAL LLCOwnerPARTNER, ownership code C, domestic entity
Jan 4, 2024 to Nov 7, 2024factForm ADV
← MWH INVESTMENTS, LLCOwnerPARTNER, ownership code C, domestic entity
Jan 4, 2024 to Nov 7, 2024factForm ADV

Moved with (1)

← STERLING INVESTMENT MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 8, 2020 to Jan 13, 2020factForm ADV

Dated events

Occurred
Sep 19, 2024
Advisor changed firm
Troy Short left Attessa Capital Llc for Arizona Wealth Strategies Llc (registered 2025-08-27)
Form ADVobserved 6 days ago
Occurred
Sep 4, 2024
Team lift-out
2 advisors left Harrison Wealth Management (Tucson, AZ) for Attessa Capital LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 24, 2024
Regulatory AUM changed
Attessa Capital Llc reported RAUM $259.1M, up 139% from $108.3M (2024-07-19 to 2024-07-24)
Form ADVobserved 6 days ago
$151M
Occurred
Jan 4, 2024
First Form ADV filing
Bgk Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca155d99-5101-ce94-bced-a208cf6aabf8
First observed: Jan 4, 2024
Last observed: Aug 17, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATTESSA CAPITAL LLC

CRD 306827

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca155d99-5101-ce94-bced-a208cf6aabf8

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID WILLIAM KORNBERG

n/a

TUCSON, AZ

ALEC SCOTT BERENS

n/a

TUCSON, AZ

JAMES ANDREW GOOD

n/a

TUCSON, AZ

CHRISTOPHER JOHN CAMPISANO

Chartered Financial Analyst

TUCSON, AZ

n/a

Alexis Michelle Stathis

n/a

TUCSON, AZ

n/a

MATTHEW WILLIAM HARRISON

Certified Financial Planner|Chartered Financial Analyst

TUCSON, AZ

Julia Ann Rogan

n/a

TUCSON, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASB CAPITAL LLC

Partner

yes

01/2024

Jan 4, 2024

Nov 7, 2024

BERENS, ALEC, SCOTT

Owner

yes

01/2024

Jan 4, 2024

Nov 7, 2024

BERENS, ALEC, SCOTT

MANAGING PARTNER

yes

11/2019

Jan 4, 2024

Nov 7, 2024

DWK CAPITAL LLC

Partner

yes

01/2024

Jan 4, 2024

Nov 7, 2024

GOOD, JAMES, ANDREW

MANAGING PARTNER & CHIEF INVESTMENT OFFICER

yes

11/2019

Jan 4, 2024

Nov 7, 2024

HARRISON, MATTHEW, WILLIAM

Owner

yes

01/2024

Jan 4, 2024

Nov 7, 2024

KORNBERG, DAVID, WILLIAM

CHIEF COMPLIANCE OFFICER

yes

11/2019

Jan 4, 2024

Nov 7, 2024

KORNBERG, DAVID, WILLIAM

Owner

yes

01/2024

Jan 4, 2024

Nov 7, 2024

MWH INVESTMENTS, LLC

Partner

yes

01/2024

Jan 4, 2024

Nov 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID WILLIAM KORNBERG CPA

n/a

MWH INVESTMENTS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$344M

n/a

2024

Apr 1, 2025

$270M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$344M

$270M

27.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HARRISON WEALTH MANAGEMENT

Sep 4, 2024

Jan 22, 2024

TUCSON, AZ

Team lift out

Other

100.0%

STERLING INVESTMENT MANAGEMENT, LLC

Jan 8, 2020

Jan 13, 2020

TUCSON, AZ

Firm absorbed

RIA to RIA

60.0%