DFX Intelligence

P••••• A• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

P••••• A• K•••••

Advisor at W•••••

ROGERS, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••	Independent wealth	Jun 29, 2023	n/a	yes	ROGERS, AR	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jun 1, 2018	Jun 30, 2023	no	TULSA, OK\|ROGERS, AR\|Rogers, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	W•••••	Jun 30, 2023	Jun 29, 2023	-1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:325785:AR:2023-06-30	Jun 30, 2023	Jun 29, 2023	ROGERS, AR	Firm change

Relationships

Registered with (2)

→ W•••••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2018 to Jun 30, 2023factForm ADV

Dated events

Order

Occurred
30 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 1, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.