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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)33 years in industry

STEPHEN STANLEY WEBB

Advisor at GWN SECURITIES INC.

PALM BEACH GARDENS, FL | AURORA, CO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GWN SECURITIES INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Aug 20, 1993
First registration: Jan 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2357739

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GWN SECURITIES INC.	Bd affiliated wealth	Dec 4, 2017	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|AURORA, CO	Current employment
INVESTMENT RESEARCH CORP	Independent wealth	Nov 25, 2015	Dec 5, 2017	no	Aurora, CO\|DENVER, CO	Previous registration
INVESTMENT RESEARCH CORP	Independent wealth	Oct 20, 2010	Dec 31, 2014	no	AURORA, CO\|DENVER, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 1, 2009	Oct 22, 2010	no	LAKEWOOD, CO	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Aug 1, 2008	Jun 2, 2009	no	AURORA, CO	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Jan 9, 2002	Aug 1, 2008	no	AURORA, CO\|AURORA, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT RESEARCH CORP	GWN SECURITIES INC.	Dec 5, 2017	Dec 4, 2017	-1	Firm change	Other
EQUITABLE ADVISORS, LLC	INVESTMENT RESEARCH CORP	Oct 22, 2010	Oct 20, 2010	-2	Firm change	Other
NATIONWIDE SECURITIES, LLC	EQUITABLE ADVISORS, LLC	Jun 2, 2009	Jun 1, 2009	-1	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	NATIONWIDE SECURITIES, LLC	Aug 1, 2008	Aug 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ GWN SECURITIES INC.Registered adviserregistration: current employment
Dec 4, 2017 to presentfactForm ADV
→ INVESTMENT RESEARCH CORPRegistered adviserregistration: previous registration
Nov 25, 2015 to Dec 5, 2017factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 22, 2010factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 1, 2008 to Jun 2, 2009factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jan 9, 2002 to Aug 1, 2008factForm ADV

Dated events

No dated event names this entity yet.