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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

42 INVESTMENT ADVISORY GROUP, LLC.

CRD 172633

PEPPER PIKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca1fb84b-1fbe-e0e7-f66a-fb3f16bffd4b

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2014 to Mar 29, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.4MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 1
SEC number: 801-80305
CRD: 172633
Filings on the tape: 5
First filed: Aug 29, 2014
Latest filed: Mar 29, 2016
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GREENLEAF, GEOFREY, JOHN	CCO/MANAGING MEMBER	E	yes	08/2014	Aug 29, 2014	Mar 29, 2016
MEHRA, RAKESH	Member	A	no	08/2014	Aug 29, 2014	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.	n/a	Independent wealth	$169M	N	yes	n/a
RM INVESTMENT MANAGEMENT INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$4.4M	$4.4M	2	2	n/a	n/a	n/a
2014	Mar 26, 2015	$4.8M	$4.8M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$4.4M	$4.8M	-8.6%	n/a	n/a	2	2	n/a	n/a

Relationships

Affiliated with (1)

→ PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.Registered adviserother investment adviser, common control
factForm ADV

Controls (1)

← GREENLEAF, GEOFREY, JOHNOwnerCCO/MANAGING MEMBER, ownership code E, individual
Aug 29, 2014 to presentfactForm ADV

Owns (1)

← MEHRA, RAKESHOwnerMEMBER, ownership code A, individual
Aug 29, 2014 to presentfactForm ADV

Registered with (1)

← RAKESH MEHRAAdvisorregistration: previous registration
Dec 1, 2014 to Jul 5, 2016factForm ADV

Dated events

Occurred
Aug 29, 2014
First Form ADV filing
42 Investment Advisory Group, Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca1fb84b-1fbe-e0e7-f66a-fb3f16bffd4b
First observed: Aug 29, 2014
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

42 INVESTMENT ADVISORY GROUP, LLC.

CRD 172633

PEPPER PIKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca1fb84b-1fbe-e0e7-f66a-fb3f16bffd4b

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GREENLEAF, GEOFREY, JOHN

CCO/MANAGING MEMBER

yes

08/2014

Aug 29, 2014

Mar 29, 2016

MEHRA, RAKESH

Member

08/2014

Aug 29, 2014

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.

n/a

Independent wealth

$169M

yes

n/a

RM INVESTMENT MANAGEMENT INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$4.4M

n/a

2014

Mar 26, 2015

$4.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$4.4M

$4.8M

-8.6%

n/a