DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

CAZ GP STAKES ADVISER LLC

CRD 338168

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca3d5c54-4e52-09f5-2842-c0386316d7d0

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2025 to Mar 11, 2026
2 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

CAZ Investments L.P.

owned by this firm per Schedule A (the owner's CRD) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $99.0MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $99.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 83
Advisory employees: 68
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-134494
CRD: 338168
Filings on the tape: 2
First filed: Sep 5, 2025
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAZ INVESTMENTS L.P.	Member	E	yes	07/2025	Mar 11, 2026	Mar 11, 2026
MASSEY, ISAIAH, LUKE	CHIEF FINANCIAL OFFICER	Na	yes	07/2025	Mar 11, 2026	Mar 11, 2026
ZOOK, CHRISTOPHER, ALAN	CHAIRMAN, CHIEF INVESTMENT OFFICER	Na	yes	07/2025	Mar 11, 2026	Mar 11, 2026
LONG, JUSTIN, TYLER	CHIEF COMPLIANCE OFFICER	Na	no	07/2025	Mar 11, 2026	Mar 11, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$99.0M	$99.0M	83	68	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$99.0M	n/a	n/a	n/a	n/a	83	n/a	0	n/a

Relationships

Owns (1)

← LONG, JUSTIN, TYLEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 11, 2026 to presentfactForm ADV

Controls (3)

← CAZ INVESTMENTS L.P.OwnerMEMBER, ownership code E, domestic entity
Mar 11, 2026 to presentfactForm ADV
← ZOOK, CHRISTOPHER, ALANOwnerCHAIRMAN, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 11, 2026 to presentfactForm ADV
← MASSEY, ISAIAH, LUKEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 11, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca3d5c54-4e52-09f5-2842-c0386316d7d0
First observed: Sep 5, 2025
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAZ GP STAKES ADVISER LLC

CRD 338168

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca3d5c54-4e52-09f5-2842-c0386316d7d0

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAZ INVESTMENTS L.P.

Member

yes

07/2025

Mar 11, 2026

MASSEY, ISAIAH, LUKE

CHIEF FINANCIAL OFFICER

yes

07/2025

Mar 11, 2026

ZOOK, CHRISTOPHER, ALAN

CHAIRMAN, CHIEF INVESTMENT OFFICER

yes

07/2025

Mar 11, 2026

LONG, JUSTIN, TYLER

CHIEF COMPLIANCE OFFICER

07/2025

Mar 11, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$99.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$99.0M

n/a