DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

MICHAEL JOHN MURPHY

Advisor at LPL FINANCIAL LLC

NEWBURYPORT, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca42d898-ca00-08ed-40c0-6d957dbcb3fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 28, 2001
First registration: Oct 15, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4325200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 10, 2007	n/a	yes	NEWBURYPORT, MA	Current employment
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Sep 23, 2004	Apr 4, 2017	no	BEDFORD, NH\|NEWBURYPORT, MA\|BEDFORD, NH	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Dec 19, 2003	Oct 11, 2004	no	BEDFORD, NH\|NEWBURYPORT, MA	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	Oct 15, 2001	Dec 18, 2003	no	HAMPTON, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHEAST PLANNING ASSOCIATES, INC.	LPL FINANCIAL LLC	Apr 4, 2017	Aug 10, 2007	-3,525	Firm change after gap	Other
MUTUAL SERVICE CORPORATION	NORTHEAST PLANNING ASSOCIATES, INC.	Oct 11, 2004	Sep 23, 2004	-18	Firm change	Other
VERAVEST INVESTMENT ADVISORS, INC.	MUTUAL SERVICE CORPORATION	Dec 18, 2003	Dec 19, 2003	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
131406:6413:NH:2017-04-04	Apr 4, 2017	Aug 10, 2007	BEDFORD, NH	Firm change after gap

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 10, 2007 to presentfactForm ADV
→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 23, 2004 to Apr 4, 2017factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Dec 19, 2003 to Oct 11, 2004factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Oct 15, 2001 to Dec 18, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca42d898-ca00-08ed-40c0-6d957dbcb3fc
First observed: Oct 15, 2001
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL JOHN MURPHY

Advisor at LPL FINANCIAL LLC

NEWBURYPORT, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca42d898-ca00-08ed-40c0-6d957dbcb3fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Aug 10, 2007

n/a

yes

NEWBURYPORT, MA

Current employment

NORTHEAST PLANNING ASSOCIATES, INC.

Independent wealth

Sep 23, 2004

Apr 4, 2017

BEDFORD, NH|NEWBURYPORT, MA|BEDFORD, NH

Previous registration

MUTUAL SERVICE CORPORATION

n/a

Dec 19, 2003

Oct 11, 2004

BEDFORD, NH|NEWBURYPORT, MA

Previous registration

VERAVEST INVESTMENT ADVISORS, INC.

n/a

Oct 15, 2001

Dec 18, 2003

HAMPTON, NH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NORTHEAST PLANNING ASSOCIATES, INC.

LPL FINANCIAL LLC

Apr 4, 2017

Aug 10, 2007

-3,525

Firm change after gap

Other

MUTUAL SERVICE CORPORATION

NORTHEAST PLANNING ASSOCIATES, INC.

Oct 11, 2004

Sep 23, 2004

-18

Firm change

Other

VERAVEST INVESTMENT ADVISORS, INC.

MUTUAL SERVICE CORPORATION

Dec 18, 2003

Dec 19, 2003

Firm change

Other

Team

Left

Joined

From

Kind

131406:6413:NH:2017-04-04

Apr 4, 2017

Aug 10, 2007

BEDFORD, NH

Firm change after gap