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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
NORTHBROOK, IL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 6, 2017 | n/a | yes | NORTHBROOK, IL|PLYMOUTH, MN | Current employment |
| CLA FINANCIAL ADVISORS, LLC | Former SEC adviser | Apr 15, 2011 | Mar 1, 2017 | no | NORTHBROOK, IL | Previous registration |
| PRIVATE VISTA, LLC | Former SEC adviser | Jan 14, 2010 | Mar 24, 2011 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLA FINANCIAL ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Mar 1, 2017 | Mar 6, 2017 | 5 | Firm change | Other |
| PRIVATE VISTA, LLC | CLA FINANCIAL ADVISORS, LLC | Mar 24, 2011 | Apr 15, 2011 | 22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 156438:116407:IL:2017-03-01 | Mar 1, 2017 | Mar 6, 2017 | NORTHBROOK, IL | Firm change |