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Advisor at WELLS FARGO ADVISORS
ANDOVER, MA | BEVERLY, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2019 | n/a | yes | BEVERLY, MA|ANDOVER, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 2, 2015 | Jul 21, 2016 | no | ANDOVER, MA|PEABODY, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Feb 27, 2008 | Sep 7, 2011 | no | BURLINGTON, MA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 17, 2004 | May 2, 2005 | no | N. PALM BCH., FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jul 21, 2016 | Mar 4, 2019 | 956 | Firm change after gap | Wirehouse to wirehouse |
| STRATEGIC ADVISERS LLC | UBS FINANCIAL SERVICES INC. | Sep 7, 2011 | Apr 2, 2015 | 1,303 | Firm change after gap | Ibd to wirehouse |
| MORGAN STANLEY DW INC. | STRATEGIC ADVISERS LLC | May 2, 2005 | Feb 27, 2008 | 1,031 | Firm change after gap | Other |