This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 11, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63|S65

First exam

Jul 11, 2003

First registration

Jul 15, 2003

Dual registered

yes, broker-dealer

Other names

MICHELLE HEWITT|MICHELLE HEWITT|MICHELLE ROXANNE HARVEY

IAPD individual key

4653691

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ca4dc7ef-31d7-dd8b-5d05-cfbe93ca5d58

First observed

Jul 15, 2003

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.