DFX Intelligence

S•••• P•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

S•••• P•••••• C••••••

Advisor at T•• W••••• C••••••••• G••••

Overland Park, KS | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:ca52173a-30d8-9640-bf4c-93c0173deae3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• G••••	Independent wealth	Jul 14, 2023	n/a	yes	Overland Park, KS\|LAS VEGAS, NV	Current employment
V• W••••• A••••••• L••	Former SEC adviser	Apr 6, 2010	Dec 31, 2023	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|Overland Park, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• W••••• A••••••• L••	T•• W••••• C••••••••• G••••	Dec 31, 2023	Jul 14, 2023	-170	Bulk transfer	RIA to RIA
U•• F•••••••• S••••••• I•••	V• W••••• A••••••• L••	May 13, 2009	Apr 6, 2010

Relationships

Registered with (5)

→ T•• W••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 6, 2010 to Dec 31, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2006 to May 13, 2009factForm ADV
→ P•••• S•••••• • C••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca52173a-30d8-9640-bf4c-93c0173deae3
First observed: May 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.