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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)27 years in industry

ROBERT EDMUND MATRICARDI

Advisor at MML INVESTORS SERVICES, LLC

Charlotte, NC

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Search this name across graphsid dfx:ria:ca53b81b-080c-a266-a4f6-12a6d56fc7b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Mar 30, 1999
First registration: Jan 1, 2001
Dual registered: yes, broker-dealer
Other names: ROBERT EDMOND MATRICARDI|ROB MATRICARDI|ROBERT EDMUND MATRICARDI|ROBERT EDMUND MATRICARDI|ROBERT EDMUND MATRICARDI|Robert E Matricardi
IAPD individual key: 2556169

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 1, 2023	n/a	yes	Charlotte, NC	Current employment
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC	n/a	Aug 15, 2022	Sep 20, 2023	no	FORT MILL, SC\|FORT MILL, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 6, 2022	Nov 8, 2023	no	FORT MILL, SC	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 16, 2015	Mar 10, 2022	no	CHARLOTTE, NC\|JERSEY CITY, NJ\|CHARLOTTE, NC\|CHARLOTTE, NC\|CORNELIUS, NC	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	May 29, 2013	May 30, 2014	no	NEW YORK, NY	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Dec 17, 2012	no	ENGLEWOOD, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 19, 2006	Dec 31, 2011	no	ENGLEWOOD, CO\|FISHERS (INDIANAPOLIS), IN\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jan 1, 2001	Oct 6, 2006	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC	Nov 8, 2023	Aug 15, 2022	-450	Firm change after gap	Other
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC	MML INVESTORS SERVICES, LLC	Sep 20, 2023	Nov 1, 2023	42	Firm change	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Mar 10, 2022	Apr 6, 2022	27	Firm change	Ibd to RIA
EAGLE STRATEGIES LLC	EQUITABLE ADVISORS, LLC	May 30, 2014	Apr 16, 2015	321	Firm change	Other
SCHWAB WEALTH ADVISORY, INC.	EAGLE STRATEGIES LLC	Dec 17, 2012	May 29, 2013	163	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Oct 6, 2006	Sep 19, 2006	-17	Firm change	Other

Relationships

Registered with (8)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Nov 1, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 6, 2022 to Nov 8, 2023factForm ADV
→ FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Aug 15, 2022 to Sep 20, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 16, 2015 to Mar 10, 2022factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
May 29, 2013 to May 30, 2014factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Dec 17, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 19, 2006 to Dec 31, 2011factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 1, 2001 to Oct 6, 2006factForm ADV

Dated events

Occurred
Nov 8, 2023
Advisor changed firm
Robert Edmund Matricardi left Lpl Financial Llc for Financial Resources Group Investment Services, Llc (registered 2022-08-15)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2023
Advisor changed firm
Robert Edmund Matricardi left Financial Resources Group Investment Services, Llc for Mml Investors Services, Llc (registered 2023-11-01)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2022
Advisor changed firm
Robert Edmund Matricardi left Equitable Advisors, Llc for Lpl Financial Llc (registered 2022-04-06)
Form ADVobserved 5 days ago