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Reading the graph
Advisor at MORGAN STANLEY
Palm Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Palm Beach, FL | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Mar 26, 2009 | Jun 1, 2009 | no | NEW YORK, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Mar 27, 2009 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Oct 6, 2000 | Jul 1, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | MORGAN STANLEY & CO. LLC | Mar 27, 2009 | Mar 26, 2009 | -1 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |