DFX Intelligence

C••••• M••••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C••••• M••••••••• L•••••

CRD 157910

NEW YORK, NY

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Search this name across graphsid dfx:ria:ca58c17f-fe83-8b11-5637-c0188ad1738b

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 176
Dated events: 23
On other graphs: 4
Observed: Feb 14, 2012 to Jul 29, 2026
49 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

C••••• M•••••••••

Family office · shared crd

Independent Sponsorsidentity

C••••• M••••••••• L•••••

Capital provider to sponsors · shared crd

Venture Capitalidentity

C••••• M••••••••• L•••••

Venture manager · shared crd

Private Equityidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $93B••• Locked
Discretionary RAUM: $93B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 199

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• O••••••• M••••• F••• L•	Hedge Fund	$23B	Nov 25, 2024	2,748	Feb 4, 2016	reported	n/a
C••••• O••••••• M••••• F•••• L•••	Hedge Fund	$14B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••••• K•••	CO-CHIEF OPERATING OFFICER	Na	yes	04/2010	Nov 13, 2024	Nov 25, 2024
C••••• M••••••••• P••••••• G• L••	GENERAL PARTNER	F	yes	01/2017	Mar 30, 2017	Nov 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C• L••••••••• V•••••• G• L••	n/a	n/a	n/a	N	yes	n/a
C••••• A••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a
C••••• C•••••• C•• L•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MENLO PARK	CA	United States	15	no
SANTA MONICA	CA	United States	4	no
HONG KONG	n/a	China	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$93B	$70B	33.4%	$50B	22.5%	199	168	3	3

Relationships

showing 80 of 176

Advises (80)

→ C••••• CT 107 LLCPrivate fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ C••••• S• V• L•Private fundPrivate Equity Fund, IA
May 13, 2022 to presentfactForm ADV
→ C••••• T••••••• S•••••••• CT FUND C-1 LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ C••••• CT 118 LLC

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
C••••• M••••••••• L••••• reported RAUM $92.7B, up 33% from $69.5B (2026-01-12 to 2026-03-30)
Form ADVobserved 7 days ago
$23.2B
Occurred
Nov 13, 2024
Control person joined
Kels Joanna Albright (Co-Chief Operating Officer) appeared on Schedule A of C••••• M••••••••• L•••••
Form ADVobserved 7 days ago
Occurred
Nov 13, 2024
Control person joined
Wade Eric Sacks (Chief Financial Officer & Co-Chief Operating Officer) appeared on Schedule A of C••••• M••••••••• L•••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca58c17f-fe83-8b11-5637-c0188ad1738b
First observed: Feb 14, 2012
Last observed: Jul 29, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.