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Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC
San Diego, CA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Apr 29, 2020 | n/a | yes | San Diego, CA|AUSTIN, TX | Current employment |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Dec 10, 2008 | May 27, 2020 | no | SAN DIEGO, CA|Del Mar, CA | Previous registration |
| M.L. STERN & CO., LLC. | n/a | Apr 6, 2004 | Dec 23, 2008 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | KESTRA PRIVATE WEALTH SERVICES, LLC | May 27, 2020 | Apr 29, 2020 | -28 | Firm change | Ibd to ibd |
| M.L. STERN & CO., LLC. | HILLTOP SECURITIES INC. | Dec 23, 2008 | Dec 10, 2008 | -13 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6220:155193:CA:2020-05-27 | May 27, 2020 | Apr 29, 2020 | DEL MAR, CA | Firm change |