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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Columbia, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 16, 2021 | n/a | yes | AUSTIN, TX|Columbia, MO | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Nov 29, 2001 | Sep 21, 2021 | no | COLUMBIA, MO|COLUMBIA, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | KESTRA ADVISORY SERVICES, LLC | Sep 21, 2021 | Sep 16, 2021 | -5 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:283330:MO:2021-09-21 | Sep 21, 2021 | Sep 16, 2021 | COLUMBIA, MO | Firm change |