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Advisor at WILLIAM C. HOEFFER, JR. INC.
GLENDALE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIAM C. HOEFFER, JR. INC. | State registered | Jan 14, 1991 | n/a | yes | GLENDALE, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Aug 21, 2017 | Jun 10, 2025 | no | WESTLAKE VILLAGE, CA|Glendale, CA|Pasadena, CA|Clovis, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Apr 27, 2000 | Aug 21, 2017 | no | Glendale, CA|WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | n/a | Jun 10, 2025 | n/a | n/a | Departure no registered destination | Departure |
| FINANCIAL WEST GROUP | WESTERN INTERNATIONAL SECURITIES | Aug 21, 2017 | Aug 21, 2017 | 0 | Bulk transfer | Other |