This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Dec 15, 2016

First registration

Jun 20, 2018

Dual registered

yes, broker-dealer

Other names

Arty Jan Pearl|Artem Jan Pearl

IAPD individual key

6712604

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ca636498-7126-c8b0-cffd-40a6a2d82f89

First observed

Jun 20, 2018

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.