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Advisor at LPL FINANCIAL LLC
IOWA CITY, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 7, 2014 | n/a | yes | IOWA CITY, IA | Current employment |
| TRUEWEALTH STEWARDSHIP, LLC | State registered | Aug 25, 2022 | Dec 21, 2023 | no | Iowa City, IA | Previous registration |
| PLAN2THRIVE FINANCIAL SERVICES | n/a | Jan 28, 2016 | Dec 31, 2021 | no | Iowa City, IA|DAVENPORT, IA | Previous registration |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 31, 2011 | Feb 27, 2014 | no | MT. VERNON, IA|PLYMOUTH, MN|CEDAR RAPIDS, IA | Previous registration |
| EDWARD JONES | National bd RIA | Mar 11, 2008 | Dec 20, 2010 | no | Mount Vernon, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUEWEALTH STEWARDSHIP, LLC | n/a | Dec 21, 2023 | n/a | n/a | Departure no registered destination | Departure |
| PLAN2THRIVE FINANCIAL SERVICES | TRUEWEALTH STEWARDSHIP, LLC | Dec 31, 2021 | Aug 25, 2022 | 237 | Firm change | Other |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Feb 27, 2014 | Mar 7, 2014 | 8 | Firm change | Other |
| EDWARD JONES | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 20, 2010 | Jan 31, 2011 | 42 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155015:318019:IA:2021-12-31 | Dec 31, 2021 | Aug 25, 2022 | DAVENPORT, IA | Firm change |