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Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC
AUSTIN, TX | Brea, CA | CHINO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | May 23, 2018 | n/a | yes | Brea, CA|AUSTIN, TX|CHINO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 24, 2018 | no | CLAREMONT, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | Jun 1, 2009 | no | CLARMONT, CA|CLAREMONT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | KESTRA PRIVATE WEALTH SERVICES, LLC | May 24, 2018 | May 23, 2018 | -1 | Firm change | Wirehouse to RIA |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |