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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ROBERT M PACICCO

Advisor at PGIM, INC.

NEWARK, NJ

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Search this name across graphsid dfx:ria:ca6a680a-686b-4912-500d-1112ed044873

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PGIM, INC.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 16, 2008
First registration: Feb 19, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4981301

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PGIM, INC.	Other adviser	Aug 30, 2024	n/a	yes	NEWARK, NJ	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	May 13, 2022	May 15, 2024	no	NEWARK, NJ	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Mar 27, 2017	Apr 26, 2022	no	New York, NY\|PRINCETON, NJ	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Aug 29, 2012	Sep 10, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 19, 2008	Aug 6, 2012	no	WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	PGIM, INC.	May 15, 2024	Aug 30, 2024	107	Channel change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	PRUCO SECURITIES, LLC	Apr 26, 2022	May 13, 2022	17	Firm change	Other
BARCLAYS CAPITAL INC.	BLACKROCK INVESTMENT MANAGEMENT, LLC	Sep 10, 2015	Mar 27, 2017	564	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	BARCLAYS CAPITAL INC.	Aug 6, 2012	Aug 29, 2012	23	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19714:108928:NY:2015-09-10	Sep 10, 2015	Mar 27, 2017	NEW YORK, NY	Firm change after gap

Relationships

Registered with (5)

→ PGIM, INC.Registered adviserregistration: current employment
Aug 30, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 13, 2022 to May 15, 2024factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 27, 2017 to Apr 26, 2022factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Aug 29, 2012 to Sep 10, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 19, 2008 to Aug 6, 2012factForm ADV

Dated events

Occurred
Apr 26, 2022
Advisor changed firm
Robert M Pacicco left Blackrock Investment Management, Llc for Pruco Securities, Llc (registered 2022-05-13)
Form ADVobserved 6 days ago