DFX Intelligence

M•••••• G•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••••• G•••• R••••••••

Advisor at S••••••••• A•••••••

RED HOOK, NY

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Search this name across graphsid dfx:ria:ca6f2280-017a-c161-c731-f5020b934d1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••	State registered	Jul 29, 2024	n/a	yes	RED HOOK, NY	Current employment
T•••••• A•••••••	Independent wealth	Sep 9, 2022	Jan 11, 2023	no	SAUGERTIES, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• A•••••••	S••••••••• A•••••••	Jan 11, 2023	Jul 29, 2024	565	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ S••••••••• A•••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ T•••••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2022 to Jan 11, 2023factForm ADV

Dated events

Occurred
Jan 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca6f2280-017a-c161-c731-f5020b934d1e
First observed: Sep 9, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.