DFX Intelligence

R••• E•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

R••• E•••• H••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Charlotte, NC

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Search this name across graphsid dfx:ria:ca7183a6-9560-8744-607e-f4ecfcc60129

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 28, 2025	n/a	yes	Charlotte, NC	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 22, 2019	Jul 18, 2025	no	ATLANTA, GA\|Tampa, FL\|WASHINGTON, DC\|GREENWICH, CT\|WASHINGTON, DC\|Waxhaw, NC\|Alpharetta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jul 18, 2025	Aug 28, 2025	41	Firm change	Ibd to ibd
W•••• F•••• A•••••••	C•••••••• G••••• M•••••• I•••	May 7, 2019	Jul 22, 2019

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 22, 2019 to Jul 18, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 29, 2011 to May 7, 2019factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

Occurred
Jul 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca7183a6-9560-8744-607e-f4ecfcc60129
First observed: Nov 23, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.