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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JOSHUA D CHASE

Advisor at GOOD LIFE ADVISORS, LLC

CELEBRATION, FL | MOUNT DORA, FL

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Search this name across graphsid dfx:ria:ca7636c1-781e-f99f-03cd-3d5e03cdecb3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOOD LIFE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S65
First exam: Nov 19, 2012
First registration: Apr 9, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6175958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 3, 2026	n/a	yes	MOUNT DORA, FL	Current employment
GOOD LIFE ADVISORS, LLC	Independent wealth	Aug 17, 2023	n/a	yes	MOUNT DORA, FL\|CELEBRATION, FL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 14, 2022	Jun 27, 2023	no	Sunrise, FL	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Aug 19, 2020	Dec 31, 2022	no	Sunrise, FL\|Memphis, TN	Previous registration
KINGSVIEW WEALTH MANAGEMENT, LLC	Independent wealth	Apr 9, 2013	Sep 11, 2020	no	GRANTS PASS, OR\|Plantation, FL\|PLANTATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	GOOD LIFE ADVISORS, LLC	Jun 27, 2023	Aug 17, 2023	51	Firm change	Ibd to RIA
B RILEY WEALTH MANAGEMENT	B. RILEY WEALTH ADVISORS, INC.	Dec 31, 2022	Sep 14, 2022	-108	Bulk transfer	Ibd to ibd
KINGSVIEW WEALTH MANAGEMENT, LLC	B RILEY WEALTH MANAGEMENT	Sep 11, 2020	Aug 19, 2020	-23	Firm change	RIA to ibd

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ GOOD LIFE ADVISORS, LLCRegistered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 14, 2022 to Jun 27, 2023factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 19, 2020 to Dec 31, 2022factForm ADV
→ KINGSVIEW WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 9, 2013 to Sep 11, 2020factForm ADV

Dated events

Occurred
Jun 27, 2023
Advisor changed firm
Joshua D Chase left B. Riley Wealth Advisors, Inc. for Good Life Advisors, Llc (registered 2023-08-17)
Form ADVobserved 6 days ago