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Advisor at CARMEL CAPITAL PARTNERS, LLC
SAN DIEGO, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE | Independent wealth | Apr 10, 2025 | n/a | yes | SAN DIEGO, CA | Current employment |
| CARMEL CAPITAL PARTNERS, LLC | Independent wealth | Nov 13, 2024 | n/a | yes | San Diego, CA|SAN DIEGO, CA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 15, 2015 | Sep 6, 2024 | no | SAN DIEGO, CA|San Diego, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 26, 2009 | Jan 29, 2015 | no | SANTA BARBARA, CA|SAN DIEGO, CA|CORONADO, CA|CHULA VISTA, CA|EL CAJON, CA|SAN DIEGO, CA|SANTEE, CA|SAN DIEGO, CA|SAN DIEGO, CA|ESCONDIDO, CA|SAN DIEGO, CA|CHULA VISTA, CA|ESCONDIDO, CA|SAN DIEGO, CA|POWAY, CA|LA MESA, CA|SAN DIEGO, CA|TEMECULA, CA|LA MESA, CA|VISTA, CA|EL CAJON, CA|CHULA VISTA, CA|ESCONDIDO, CA|SAN DIEGO, CA|SAN DIEGO, CA|TEMECULA, CA|SAN DIEGO, CA|CARLSBAD, CA|SAN DIEGO, CA|SAN DIEGO, CA|SOLANA BEACH, CA|SANTEE, CA|SAN DIEGO, CA|POWAY, CA|CHULA VISTA, CA|SAN MARCOS, CA|MURRIETA, CA|LAGUNA NIGUEL, CA|SAN DIEGO, CA|SAN DIEGO, CA|LA JOLLA, CA|ESCONDIDO, CA|LA MESA, CA|SAN DIEGO, CA|EL CAJON, CA|CHULA VISTA, CA|SAN DIEGO, CA|CHULA VISTA, CA|SOLANA BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2007 | May 27, 2009 | no | PORT HUENEME, CA|LOS ANGELES, CA|SANTA ROSA, CA|SANTA BARBARA, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | CARMEL CAPITAL PARTNERS, LLC | Sep 6, 2024 | Nov 13, 2024 | 68 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jan 29, 2015 | Jan 15, 2015 | -14 | Firm change | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | May 27, 2009 | May 26, 2009 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:705:CA:2015-01-16 | Jan 29, 2015 | Jan 15, 2015 | SOLANA BEACH, CA | Firm change |