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P••••• J••••• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

P••••• J••••• Z•••••

Advisor at V••••• W••••• S••••••••• L••

LODI, CA | Dana Point, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca818437-7305-2125-5bf6-7306fd57619d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• W••••• S••••••••• L••	Independent wealth	Oct 20, 2017	n/a	yes	LODI, CA\|Dana Point, CA	Current employment
V••••• W••••• S•••••••••	n/a	May 30, 2017	Dec 31, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• W••••• S•••••••••	V••••• W••••• S••••••••• L••	Dec 31, 2017	Oct 20, 2017	-72	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	V••••• W••••• S•••••••••	Nov 29, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282275:289737:CA:2017-12-31	Dec 31, 2017	Oct 20, 2017	SAN DIMAS, CA	Firm change after gap
29604:282275:CA:2017-11-29	Nov 29, 2017	May 30, 2017	DANA POINT, CA	Firm change after gap

Relationships

Registered with (4)

→ V••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Oct 20, 2017 to presentfactForm ADV
→ V••••• W••••• S•••••••••Registered adviserregistration: previous registration
May 30, 2017 to Dec 31, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Dec 12, 2006 to Nov 29, 2017factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca818437-7305-2125-5bf6-7306fd57619d
First observed: Jan 28, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.