DFX Intelligence

H••••••• H•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)11 years in industry

H••••••• H•••••• C••••

Advisor at T••••• A••••••• S•••••••• I•••

WINSTON-SALEM, NC

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Search this name across graphsid dfx:ria:ca8373e2-b764-6650-8a23-5204602b67e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Oct 5, 2021	n/a	yes	WINSTON-SALEM, NC	Current employment
F••••••• S••••• A••••••• I•••	Bank affiliated wealth	Jan 21, 2020	Sep 27, 2021	no	CHAPEL HILL, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• S••••• A••••••• I•••	T••••• A••••••• S•••••••• I•••	Sep 27, 2021	Oct 5, 2021	8	Firm change	RIA to ibd

Relationships

Registered with (2)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 5, 2021 to presentfactForm ADV
→ F••••••• S••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2020 to Sep 27, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca8373e2-b764-6650-8a23-5204602b67e3
First observed: Jan 21, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.