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Advisor at WEALTH INNOVATION
LA SELVA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH INNOVATION | State registered | Jun 7, 2022 | n/a | yes | LA SELVA, CA | Current employment |
| Onedigital | Institutional manager | Jun 3, 2019 | Aug 15, 2022 | no | OVERLAND PARK, KS|SAN DIEGO, CA | Previous registration |
| PARTNERVEST ADVISORY SERVICES LLC | Former SEC adviser | Jun 8, 2017 | Jul 10, 2019 | no | SANTA BARBARA, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jun 7, 2017 | no | MONTECITO, CA|SAN LUIS OBISPO, CA|MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 22, 2003 | Jan 3, 2011 | no | MONTECITO, CA|SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Onedigital | WEALTH INNOVATION | Aug 15, 2022 | Jun 7, 2022 | -69 | Firm change after gap | Other |
| PARTNERVEST ADVISORY SERVICES LLC | Onedigital | Jul 10, 2019 | Jun 3, 2019 | -37 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | PARTNERVEST ADVISORY SERVICES LLC | Jun 7, 2017 | Jun 8, 2017 | 1 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |