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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MICHAEL CURTIS MITCHELL

Advisor at MORGAN STANLEY

WASHINGTON, DC

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Search this name across graphsid dfx:ria:ca8a5f6b-5a43-76f5-1bc3-bb24e16df4fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 4, 2016
First registration: May 26, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL MITCHELL
IAPD individual key: 5470378

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Sep 5, 2023	n/a	yes	WASHINGTON, DC	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 26, 2022	Sep 5, 2023	no	WASHINGTON, DC\|ARLINGTON, VA	Previous registration
MORGAN STANLEY	Wirehouse	Nov 15, 2016	Oct 6, 2022	no	WASHINGTON, DC\|Washington, DC	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	May 26, 2008	Dec 14, 2009	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
MORGAN STANLEY	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 6, 2022	Oct 26, 2022	20	Channel change	Wirehouse to RIA
DEUTSCHE BANK SECURITIES INC.	MORGAN STANLEY	Dec 14, 2009	Nov 15, 2016	2,528	Firm change after gap	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 15, 2016 to Oct 6, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 26, 2022 to Sep 5, 2023factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
May 26, 2008 to Dec 14, 2009factForm ADV

Dated events

No dated event names this entity yet.