DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CONCORDIA WEALTH MANAGEMENT, LLC

CRD 164278

CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca8d6046-1d4c-4382-fb59-7458289f8237

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Mar 27, 2013 to Mar 16, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Concordia Wealth Management, LLC

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.79 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $197MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186M
Private client RAUM: $156MderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $98.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 116
Individual clients: 7
High net worth clients: 40
SEC number: 801-77860
CRD: 164278
Filings on the tape: 22
First filed: Mar 27, 2013
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT RODRIGUEZ	n/a	CONCORD, MA	14	20	2	no
JAMES PATRICK DARON	n/a	CHELMSFORD, MA \| CONCORD, MA	11	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RODRIGUEZ, ROBERT	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	05/2012	Mar 27, 2013	Mar 13, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$197M	$186M	4	2	1	n/a	n/a
2024	Mar 12, 2025	$189M	$178M	3	2	1	n/a	n/a
2023	Mar 13, 2024	$170M	$160M	3	2	1	n/a	n/a
2022	Mar 28, 2023	$158M	$149M	3	2	0	n/a	n/a
2021	Mar 1, 2022	$182M	$171M	3	2	0	n/a	n/a
2020	Mar 23, 2021	$180M	$169M	3	2	0	n/a	n/a
2019	Mar 27, 2020	$168M	$158M	3	2	0	n/a	n/a
2018	Mar 22, 2019	$144M	$120M	3	2	0	n/a	n/a
2017	Mar 19, 2018	$155M	$128M	3	2	0	n/a	n/a
2016	Mar 9, 2017	$139M	$116M	3	2	n/a	n/a	n/a
2015	Mar 14, 2016	$97.6M	$79.7M	3	2	n/a	n/a	n/a
2014	Mar 6, 2015	$114M	$59.5M	3	1	n/a	n/a	n/a
2013	Mar 25, 2014	$124M	$64.0M	4	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$197M	$189M	4.5%	$158M	7.7%	4	3	1	1

Relationships

Registered with (2)

← JAMES PATRICK DARONAdvisorregistration: current employment
Mar 9, 2015 to presentfactForm ADV
← ROBERT RODRIGUEZAdvisorregistration: current employment
Aug 8, 2012 to presentfactForm ADV

Controls (1)

← RODRIGUEZ, ROBERTOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 27, 2013 to Mar 13, 2024factForm ADV

Dated events

Occurred
Mar 27, 2013
First Form ADV filing
Concordia Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca8d6046-1d4c-4382-fb59-7458289f8237
First observed: Mar 27, 2013
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONCORDIA WEALTH MANAGEMENT, LLC

CRD 164278

CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ca8d6046-1d4c-4382-fb59-7458289f8237

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT RODRIGUEZ

n/a

CONCORD, MA

JAMES PATRICK DARON

n/a

CHELMSFORD, MA | CONCORD, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RODRIGUEZ, ROBERT

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

05/2012

Mar 27, 2013

Mar 13, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$197M

$186M

n/a

2024

Mar 12, 2025

$189M

$178M

n/a

2023

Mar 13, 2024

$170M

$160M

n/a

2022

Mar 28, 2023

$158M

$149M

n/a

2021

Mar 1, 2022

$182M

$171M

n/a

2020

Mar 23, 2021

$180M

$169M

n/a

2019

Mar 27, 2020

$168M

$158M

n/a

2018

Mar 22, 2019

$144M

$120M

n/a

2017

Mar 19, 2018

$155M

$128M

n/a

2016

Mar 9, 2017

$139M

$116M

n/a

2015

Mar 14, 2016

$97.6M

$79.7M

n/a

2014

Mar 6, 2015

$114M

$59.5M

n/a

2013

Mar 25, 2014

$124M

$64.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$197M

$189M

4.5%

$158M

7.7%