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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JEFFREY PAUL WINNEBERGER

Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.

Richmond, VA | RALEIGH, NC

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Search this name across graphsid dfx:ria:ca9e7975-7524-c88d-923a-7d44a0a849ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS INVESTOR SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Mar 16, 2001
First registration: Aug 23, 2006
Dual registered: yes, broker-dealer
Other names: Jeff Winneberger
IAPD individual key: 4074496

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Oct 9, 2019	n/a	yes	Richmond, VA\|RALEIGH, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 11, 2016	Aug 13, 2019	no	WILLIAMSBURG, VA\|WILLIAMSBURG, VA\|WILLIAMSBURG, VA\|WILLIAMSBURG, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 2, 2016	Dec 31, 2016	no	WILLIAMSBURG, VA\|WILLIAMSBURG, VA\|WILLIAMSBURG, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 23, 2006	Jun 30, 2015	no	RICHMOND, VA\|RICHMOND, VA\|COLONIAL HEIGHTS, VA\|WILLIAMSBURG, VA\|RICHMOND, VA\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	FIRST CITIZENS INVESTOR SERVICES, INC.	Aug 13, 2019	Oct 9, 2019	57	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 11, 2016	-142	Bulk transfer	Other
BB&T INVESTMENT SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jun 30, 2015	Aug 2, 2016	399	Firm change	Other

Relationships

Registered with (4)

→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
Oct 9, 2019 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 11, 2016 to Aug 13, 2019factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 2, 2016 to Dec 31, 2016factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 23, 2006 to Jun 30, 2015factForm ADV

Dated events

No dated event names this entity yet.