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Advisor at CREATIVEONE SECURITIES, LLC
Gilbert, AZ | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVEONE SECURITIES, LLC | Bd affiliated wealth | Mar 10, 2025 | n/a | yes | OVERLAND PARK, KS|Gilbert, AZ|OVERLAND PARK, KS | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | Mar 12, 2025 | no | Gilbert, AZ | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Sep 1, 2023 | no | PHOENIX, AZ|MISSOULA, MT|SAN DIEGO, CA | Previous registration |
| SUNAMERICA SECURITIES, INC. | n/a | Aug 20, 2003 | Apr 4, 2005 | no | SAN DIEGO, CA | Previous registration |
| SPELMAN & CO., INC. | n/a | Dec 20, 1999 | Oct 31, 2005 | no | LA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CREATIVEONE SECURITIES, LLC | Mar 12, 2025 | Mar 10, 2025 | -2 | Firm change | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| SPELMAN & CO., INC. | SUNAMERICA SECURITIES, INC. | Oct 31, 2005 | Aug 20, 2003 | -803 | Firm change after gap | Other |
| SUNAMERICA SECURITIES, INC. | SAGEPOINT FINANCIAL, INC. | Apr 4, 2005 | Oct 31, 2005 | 210 | Firm change | Other |