DFX Intelligence

K•••••• J•••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

K•••••• J•••••••• P•••••

Advisor at H•••••••• W••••• A•••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:cab5af3a-f7dd-2be2-60b6-1402d8ebd119

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• W••••• A•••••••• L••	Independent wealth	Jul 30, 2024	n/a	yes	RICHMOND, VA	Current employment
D•••••••• • C•••••• L••	Bd affiliated wealth	Aug 15, 2005	Jan 19, 2007	no	RICHMOND, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• • C•••••• L••	H•••••••• W••••• A•••••••• L••	Jan 19, 2007	Jul 30, 2024	6,402	Firm change after gap	Other
L••• M•••• W••• W•••••• I•••••••••	D•••••••• • C•••••• L••	Aug 4, 2005	Aug 15, 2005

Relationships

Registered with (3)

→ H•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 30, 2024 to presentfactForm ADV
→ D•••••••• • C•••••• L••Registered adviserregistration: previous registration
Aug 15, 2005 to Jan 19, 2007factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviserregistration: previous registration
Nov 15, 2004 to Aug 4, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cab5af3a-f7dd-2be2-60b6-1402d8ebd119
First observed: Nov 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.