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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

1WS CAPITAL ADVISORS, LLC

CRD 298723

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cab64a9c-16fc-4ae0-a076-17c579a658e2

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Oct 15, 2018 to Mar 31, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=9.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
SEC number: 801-114286
CRD: 298723
Filings on the tape: 14
First filed: Oct 15, 2018
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: 1wscapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOLAN, STEPHANIE, ELIZABETH	CHIEF FINANCIAL OFFICER	Na	yes	08/2018	Oct 15, 2018	Feb 20, 2024
EPES, CHRISTOPHER, ROBINSON	CHIEF LEGAL OFFICER	Na	yes	08/2018	Oct 15, 2018	Feb 20, 2024
LOCHER, KURT, ANTHONY	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2018	Oct 15, 2018	Feb 20, 2024
ONE WILLIAM STREET CAPITAL HOLDINGS, LLC	GENERAL PARTNER	F	yes	04/2008	Oct 15, 2018	Feb 20, 2024
ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.	DIRECT OWNER	E	yes	08/2018	Oct 15, 2018	Feb 20, 2024
SHERR, DAVID, NEAL	CHIEF EXECUTIVE OFFICER	Na	yes	08/2018	Oct 15, 2018	Feb 20, 2024
SHERR, DAVID, NEAL	LIMITED PARTNER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER	D	yes	04/2008	Oct 15, 2018	Feb 20, 2024
SHERR, DAVID, NEAL	MANAGING MEMBER/OWNER	E	yes	04/2008	Oct 15, 2018	Feb 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.	n/a	Asset manager	$11B	N	no	n/a
ONE WILLIAM STREET CAPITAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
OWS CAPITAL PARTNERS GP IV , LLC	n/a	n/a	n/a	N	yes	n/a
OWS CAPITAL PARTNERS GP V, LLC	n/a	n/a	n/a	N	yes	n/a
OWS CAPITAL PARTNERS GP VI , LLC	n/a	n/a	n/a	N	yes	n/a
OWS CAPITAL PARTNERS GP VIII, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$1.1B	$1.1B	9	0	n/a	n/a
2024	Mar 20, 2025	$561M	$561M	110	53	n/a	n/a
2023	Feb 20, 2024	$266M	$266M	97	48	n/a	n/a
2022	Mar 27, 2023	$163M	$163M	96	47	n/a	n/a
2021	Mar 31, 2022	$162M	$162M	87	45	n/a	n/a
2020	Mar 30, 2021	$131M	$131M	75	37	n/a	n/a
2019	Mar 27, 2020	$93.4M	$93.4M	75	37	n/a	n/a
2018	Mar 7, 2019	$57.9M	$57.9M	63	29	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$561M	103.7%	$163M	91.5%	9	110	0	0

Relationships

Affiliated with (2)

→ ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.Registered adviserother investment adviser, bank
factForm ADV
← ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.Registered adviserother investment adviser, bank, control
factForm ADV

Controls (6)

← ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.OwnerDIRECT OWNER, ownership code E, domestic entity
Oct 15, 2018 to Feb 20, 2024factForm ADV
← LOCHER, KURT, ANTHONYOwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 15, 2018 to Feb 20, 2024factForm ADV
← SHERR, DAVID, NEALOwnerMANAGING MEMBER/OWNER, ownership code E, individual
Oct 15, 2018 to Feb 20, 2024factForm ADV
← DOLAN, STEPHANIE, ELIZABETHOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 15, 2018 to Feb 20, 2024factForm ADV
← EPES, CHRISTOPHER, ROBINSONOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Oct 15, 2018 to Feb 20, 2024factForm ADV
← ONE WILLIAM STREET CAPITAL HOLDINGS, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 15, 2018 to Feb 20, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
1Ws Capital Advisors, Llc reported RAUM $1.1B, up 104% from $561.0M (2025-12-22 to 2026-03-31)
Form ADVobserved 4 days ago
$582M
Occurred
Mar 20, 2025
Regulatory AUM changed
1Ws Capital Advisors, Llc reported RAUM $561.0M, up 111% from $266.0M (2024-02-20 to 2025-03-20)
Form ADVobserved 4 days ago
$295M
Occurred
Feb 20, 2024
Regulatory AUM changed
1Ws Capital Advisors, Llc reported RAUM $266.0M, up 63% from $162.8M (2023-03-27 to 2024-02-20)
Form ADVobserved 4 days ago
$103M
Occurred
Feb 20, 2024
Control person left
Rebekka Jacquelyn Bonner (Chief Compliance Officer) no longer on Schedule A of 1Ws Capital Advisors, Llc (listed 2023-03-27, absent 2024-02-20)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Control person joined
Rebekka Jacquelyn Bonner (Chief Compliance Officer) appeared on Schedule A of 1Ws Capital Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Jun 18, 2021
Control person left
Naama Rosen (Chief Compliance Officer) no longer on Schedule A of 1Ws Capital Advisors, Llc (listed 2021-03-30, absent 2021-06-18)
Form ADVobserved 4 days ago
Occurred
Jun 11, 2020
Control person joined
Naama Rosen (Chief Compliance Officer) appeared on Schedule A of 1Ws Capital Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Oct 15, 2018
First Form ADV filing
1Ws Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cab64a9c-16fc-4ae0-a076-17c579a658e2
First observed: Oct 15, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

1WS CAPITAL ADVISORS, LLC

CRD 298723

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cab64a9c-16fc-4ae0-a076-17c579a658e2

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOLAN, STEPHANIE, ELIZABETH

CHIEF FINANCIAL OFFICER

yes

08/2018

Oct 15, 2018

Feb 20, 2024

EPES, CHRISTOPHER, ROBINSON

CHIEF LEGAL OFFICER

yes

08/2018

Oct 15, 2018

Feb 20, 2024

LOCHER, KURT, ANTHONY

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

08/2018

Oct 15, 2018

Feb 20, 2024

ONE WILLIAM STREET CAPITAL HOLDINGS, LLC

GENERAL PARTNER

yes

04/2008

Oct 15, 2018

Feb 20, 2024

ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.

DIRECT OWNER

yes

08/2018

Oct 15, 2018

Feb 20, 2024

SHERR, DAVID, NEAL

CHIEF EXECUTIVE OFFICER

yes

08/2018

Oct 15, 2018

Feb 20, 2024

SHERR, DAVID, NEAL

LIMITED PARTNER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER

yes

04/2008

Oct 15, 2018

Feb 20, 2024

SHERR, DAVID, NEAL

MANAGING MEMBER/OWNER

yes

04/2008

Oct 15, 2018

Feb 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.

n/a

Asset manager

$11B

n/a

ONE WILLIAM STREET CAPITAL PARTNERS GP, LLC

n/a

yes

n/a

OWS CAPITAL PARTNERS GP IV , LLC

n/a

yes

n/a

OWS CAPITAL PARTNERS GP V, LLC

n/a

yes

n/a

OWS CAPITAL PARTNERS GP VI , LLC

n/a

yes

n/a

OWS CAPITAL PARTNERS GP VIII, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.1B

n/a

2024

Mar 20, 2025

$561M

110

n/a

2023

Feb 20, 2024

$266M

n/a

2022

Mar 27, 2023

$163M

n/a

2021

Mar 31, 2022

$162M

n/a

2020

Mar 30, 2021

$131M

n/a

2019

Mar 27, 2020

$93.4M

n/a

2018

Mar 7, 2019

$57.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$561M

103.7%

$163M

91.5%

110