DFX Intelligence

I•• J••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

I•• J••••• K•••••••••

Advisor at P••• F•••••••• L••

MESA, AZ

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Search this name across graphsid dfx:ria:cab6b6b9-b88c-bfb0-5984-499ef5ccd8f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• L••	State registered	Aug 10, 2022	n/a	yes	MESA, AZ	Current employment
P••• F•••••••• L••	State registered	Aug 10, 2022	Dec 31, 2022	no	MESA, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• A•••••• G••••	P••• F•••••••• L••	Aug 12, 2022	Aug 10, 2022	-2	Firm change	Other
E•••••• F•••••••• E••••••	S••••••• A•••••• G••••	Jan 10, 2020	Jan 8, 2020

Relationships

Registered with (3)

→ P••• F•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2022 to Dec 31, 2022factForm ADV
→ S••••••• A•••••• G••••Registered adviserregistration: previous registration
Jan 8, 2020 to Aug 12, 2022factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Jun 10, 2011 to Jan 10, 2020factForm ADV

Dated events

Occurred
Aug 12, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cab6b6b9-b88c-bfb0-5984-499ef5ccd8f3
First observed: Jun 10, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.