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C••••••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

C••••••••• H••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:cab8ad1c-31fc-29c4-74a6-512231309d63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 30, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jun 13, 2025	n/a	yes	PLYMOUTH, MN\|ANN ARBOR, MI	Current employment
H••••• B••••• S••••••••• L••	Independent wealth	Jun 25, 2023	Nov 21, 2023	no	FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• B••••• S••••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Nov 21, 2023	Jun 13, 2025	570	Firm change after gap	RIA to ibd
P••••••• A••••••••• L••	H••••• B••••• S••••••••• L••	May 26, 2023	Jun 25, 2023

Relationships

Registered with (7)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ H••••• B••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 25, 2023 to Nov 21, 2023factForm ADV
→ P••••••• A••••••••• L••Registered adviserregistration: previous registration
Feb 25, 2021 to May 26, 2023factForm ADV
→ S••• G••••• I••••••••• L••

Dated events

Occurred
Nov 21, 2023
Advisor changed firm
C••••••••• H•••• left H••••• B••••• S••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-06-13)
Form ADVobserved 7 days ago
Occurred
May 26, 2023
Advisor changed firm
C••••••••• H•••• left P••••••• A••••••••• L•• for H••••• B••••• S••••••••• L•• (registered 2023-06-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cab8ad1c-31fc-29c4-74a6-512231309d63
First observed: Nov 2, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.