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Reading the graph
CRD 150530
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GOLD, MARK, A | Director | Na | yes | 07/2010 | Mar 29, 2012 | Apr 2, 2012 |
| LIU, JERRY | Director | Na | yes | 07/2010 | Mar 29, 2012 | Apr 2, 2012 |
| RANGEMARK FINANCIAL SERVICES, INC. | PARENT COMPANY | E | yes | 05/2009 | Mar 29, 2012 | Apr 2, 2012 |
| SMITH, ROBERT, SORENSON | SOLE SHAREHOLDER | E | yes | 07/2010 | Mar 29, 2012 | Apr 2, 2012 |
| SMITH, ROBERT, SORENSON | CHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10) | Na | yes | 07/2009 | Mar 29, 2012 | Apr 2, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Mar 29, 2012 | $1.5B | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $1.5B | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |