DFX Intelligence

S••••••••• Y••• C•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S••••••••• Y••• C•••••• I•••

CRD 125367

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Search this name across graphsid dfx:ria:cabc12af-7f8d-3b9b-edce-54de9466379f

Data as of Sep 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2025 to Sep 18, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $46.5M••• Locked
Discretionary RAUM: $46.5M
Private client RAUM: $40.3Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••• D•• M•••••	Certified Financial Planner	HAVANA, FL	23	27	n/a	no

Relationships

Registered with (2)

← B••••• D•• M•••••Advisorregistration: current employment
Jun 10, 2003 to presentfactForm ADV
← J••• M•••••• S•••Advisorregistration: previous registration
Sep 4, 2015 to Apr 2, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cabc12af-7f8d-3b9b-edce-54de9466379f
First observed: Sep 18, 2025
Last observed: Sep 18, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.